FinTech Regulatory Solutions

Join Regulatory Solutions TalentCloud

If you possess mastery in any of the roles or skills below, you can apply to this TalentCloud. Once you become an approved Experfy TalentCloud member, you will get exclusive access to jobs and project opportunities from our clients.

Popular Cloud Architect Roles in this TalentCloud

  • Banking Compliance Analyst
  • Compliance Analyst
  • Compliance Consultant
  • Compliance Data Analytics
  • Compliance Engineer
  • Compliance Investigator
  • Compliance Manager
  • Compliance Solutions Analyst
  • Data Governance Analyst
  • Legal Analyst
  • Money Laundering Analyst
  • RegTech Engineer
  • Regulatory Affairs Manager
  • Regulatory Compliance Analyst
  • Regulatory Information Management
  • Regulatory Operations Specialist
  • Regulatory Reporting Analyst
  • Regulatory Risk Analyst
  • Regulatory Solutions Analyst
  • Regulatory Specialist
  • Risk and Regulatory Compliance

Cloud Description

Experts in this TalentCloud should be able to build new processes utilizing best practices for document automation, archival, auditability, compliance, and traceability. Analyze and synthesize financial/legal document content across multiple sources in order to understand similarities and differences, escalating to Legal Counsel to track decisions that are needed. Other responsibilities include:

  • Work with partners in engineering and counsel to guarantee meeting regulatory requirements, customer experience, and agent experience expectations
  • Solve challenging problems with data science, machine learning, and efficient tooling
  • Improve workflow and case tools, adding features that empower agent productivity and automate the high volume of monitoring and reporting 
  • Collect, aggregate, analyze, and visualize customer, product, and transaction data to identify trends and evaluate changes in customer, product, and transactional risk exposure
  • Apply data from BSA/AML compliance department stakeholders to translate qualitative risk factors into responsive risk models that leverage new technology
  • Develop knowledge of new analytical techniques and data sources that provide ongoing risk mitigation
  • Analyze new and existing regulations in relation to the organization’s products or processes.
  • Review marketing, legal, technical documentation, and research reports, to assess compliance with global regulatory agency policies, regulations, and standards 
  • Recommend courses of remediation to help the organization achieve the necessary levels of compliance
  • Develop and deliver innovative regulatory strategies for product development and approval
  • Provide regulatory guidance and support for various departments, projects, and teams/committees
  • Assist with regulatory affairs activities, strategies, and daily operations
  • Identify and assess regulatory risks & define strategies to mitigate such risks
  • Ability to articulate complex regulatory issues within the organization

Preferred Education

  • Bachelor’s degree in, finance, computer science, computer engineering, IT or degree or background in law

Required Skills

  • 3+ years professional experience building new processes within a highly regulated industry (Financial Services, Insurance, etc.)
  • Experience reviewing regulatory documents, document tracing, and management
  • Knowledge and experience in interpretation of regulations, guidelines, policy statements, etc.
  • Knowledge of regulatory environment, including knowledge of any or all of federal and state banking laws and regulations (e.g., Federal Reserve Bank, NYDFS, FDIC, OCC, CFTC, NFA, FINRA, SEC, MSRB)
  • Self-motivated with a curious, passionate, growth-oriented mindset
  • Understanding of large and complex financial institutions, and their functions, including Risk Management, Compliance, Legal and Operations
  • Experience in Financial data modeling and querying
  • Experience in General financial market structures and dynamics
  • Experience with some or all of the following technologies to build analysis and drive insights from data: Database: Oracle (PL/SQL), Microsoft SQL Server (T-SQL) Analytics tools: R, Python Reporting tools: PowerBI, Tableau, Excel 
  • Ability to interpret and communicate regulations to internal and external stakeholders
  • Strong organizational skills and strong written and communication skills
  • Excellent leadership and communication skills
  • Advanced quantitative and analytical skills, with strong detail orientation
  • Proven organizational and project management skills, including excellent time management and the ability to handle multiple concurrent assignments
  • Ability to work under pressure, allocate time efficiently and manage multiple priorities at once

Preferred Skills 

  • Desire or experience working with Fintech, Regtech, Blockchain, machine learning, data science, and virtual currencies
  • Experience working with regulatory agencies a plus
  • Java, or Ruby software development experience
  • Some experience developing front-end applications
  • Knowledge of vendor BSA/AML transaction monitoring and sanctions screening systems (e.g., Actimize, FircoSoft, Fortent)
  • Familiar with Agile principles